SEC Reports Summary for the Week of Nov 4 – 10, 2024
In the week of November 4 to 10, 2024, the SEC reported a total of 274 filings across various categories, including Initial Public Offerings (IPOs), crowdfunding raises, startup funding raises, venture capital fund raises, and annual reports from both US and non-US public companies. Here are the key statistics:
- Initial Public Offerings (IPOs): 8 filings
- Crowdfunding Raises: 42 filings
- Startup Funding Raises: 198 filings
- Venture Capital Fund Raises: 16 filings
- US Public Company Annual Reports: 20 filings
- Non-US Public Company Annual Reports: 8 filings
Initial Public Offerings
This week saw a total of 8 IPO filings, showcasing a diverse range of industries:
- Stramsen Biotech, Inc. (Biopharmaceutical Company) - Initial public offering of shares.
- ALL THINGS MOBILE ANALYTIC, INC. (Mineral Exploration Company) - Offering 30,000,000 shares at $0.05 each.
- Hennessy Capital Investment Corp. VII (SPAC) - Offering 15,000,000 units at $10.00 each.
- Flag Fish Acquisition Corp (SPAC) - Public stock offering with obligations for dealers.
- JFB Construction Holdings (Construction Company) - Offering units of securities.
- Artius II Acquisition Inc. (SPAC) - Offering 20,000,000 units at $10.00 each.
- HOT MOM INTERNATIONAL INC. (Cultural Tourism Platform) - Creating a platform for women's growth.
- Innventure, Inc. (Technology Company) - Offering shares from various sources.
Crowdfunding Raises
A total of 42 crowdfunding raises were reported this week, with notable entries including:
- Revo Zero Corp - Zero-emissions electric vehicles.
- Monorail, Inc. - Online investment platform.
- Web3 Enabler, Inc. - Blockchain technology integration platform.
- Healerverse INC - Community for spiritual healers.
- RDL Hotel Fund I LLC - Private equity firm focused on hotel investments.
Startup Funding Raises
This week, 198 startup funding raises were reported, with a focus on various sectors:
- Biotechnology: Companies like EUPRAXIA PHARMACEUTICALS INC. and SeqOnce BioSciences, Inc. are leading the charge in innovative healthcare solutions.
- Technology: Clearcover, Inc. and Pathos AI, Inc. are making strides in enhancing user experiences through technology.
- Real Estate: Companies like Acretrader 246, LLC and VCP 30 Duplex LLC are focusing on residential investments.
Venture Capital Fund Raises
The week saw 16 venture capital fund raises, with a focus on supporting innovative startups:
- Adara Ventures III S.C.A., SICAR - Pooled investment fund.
- SaaS Ventures III-A, L.P. - Focused on SaaS companies.
- 701 Fund 3 LLLP - Investing in early-stage companies.
US Public Company Annual Reports
A total of 20 annual reports were filed by US public companies, including:
- CHS INC - Integrated agricultural cooperative with revenues of $39.3 billion.
- QUALCOMM INC - Global technology leader with revenues of $38.9 billion.
- TransDigm Group INC - Aerospace components supplier with revenues of $7.94 billion.
Non-US Public Companies Annual Reports
Eight annual reports were filed by non-US public companies, including:
- Li Bang International Corp Inc. - Holding company in the commercial kitchen appliance industry with revenues of $10.79 million.
- Galaxy Payroll Group Ltd - Payroll outsourcing provider with revenues of $3.86 million.
- Cosan S.A. - Diversified energy company with revenues of $39.47 billion.
This week's filings reflect a dynamic landscape across various sectors, highlighting the ongoing innovation and investment in both domestic and international markets.