SEC Reports Summary for the Week of Nov 4 – 10, 2024

In the week of November 4 to 10, 2024, the SEC reported a total of 274 filings across various categories, including Initial Public Offerings (IPOs), crowdfunding raises, startup funding raises, venture capital fund raises, and annual reports from both US and non-US public companies. Here are the key statistics:

  • Initial Public Offerings (IPOs): 8 filings
  • Crowdfunding Raises: 42 filings
  • Startup Funding Raises: 198 filings
  • Venture Capital Fund Raises: 16 filings
  • US Public Company Annual Reports: 20 filings
  • Non-US Public Company Annual Reports: 8 filings

Initial Public Offerings

This week saw a total of 8 IPO filings, showcasing a diverse range of industries:

  1. Stramsen Biotech, Inc. (Biopharmaceutical Company) - Initial public offering of shares.
  2. ALL THINGS MOBILE ANALYTIC, INC. (Mineral Exploration Company) - Offering 30,000,000 shares at $0.05 each.
  3. Hennessy Capital Investment Corp. VII (SPAC) - Offering 15,000,000 units at $10.00 each.
  4. Flag Fish Acquisition Corp (SPAC) - Public stock offering with obligations for dealers.
  5. JFB Construction Holdings (Construction Company) - Offering units of securities.
  6. Artius II Acquisition Inc. (SPAC) - Offering 20,000,000 units at $10.00 each.
  7. HOT MOM INTERNATIONAL INC. (Cultural Tourism Platform) - Creating a platform for women's growth.
  8. Innventure, Inc. (Technology Company) - Offering shares from various sources.

Crowdfunding Raises

A total of 42 crowdfunding raises were reported this week, with notable entries including:

  1. Revo Zero Corp - Zero-emissions electric vehicles.
  2. Monorail, Inc. - Online investment platform.
  3. Web3 Enabler, Inc. - Blockchain technology integration platform.
  4. Healerverse INC - Community for spiritual healers.
  5. RDL Hotel Fund I LLC - Private equity firm focused on hotel investments.

Startup Funding Raises

This week, 198 startup funding raises were reported, with a focus on various sectors:

Venture Capital Fund Raises

The week saw 16 venture capital fund raises, with a focus on supporting innovative startups:

  1. Adara Ventures III S.C.A., SICAR - Pooled investment fund.
  2. SaaS Ventures III-A, L.P. - Focused on SaaS companies.
  3. 701 Fund 3 LLLP - Investing in early-stage companies.

US Public Company Annual Reports

A total of 20 annual reports were filed by US public companies, including:

  1. CHS INC - Integrated agricultural cooperative with revenues of $39.3 billion.
  2. QUALCOMM INC - Global technology leader with revenues of $38.9 billion.
  3. TransDigm Group INC - Aerospace components supplier with revenues of $7.94 billion.

Non-US Public Companies Annual Reports

Eight annual reports were filed by non-US public companies, including:

  1. Li Bang International Corp Inc. - Holding company in the commercial kitchen appliance industry with revenues of $10.79 million.
  2. Galaxy Payroll Group Ltd - Payroll outsourcing provider with revenues of $3.86 million.
  3. Cosan S.A. - Diversified energy company with revenues of $39.47 billion.

This week's filings reflect a dynamic landscape across various sectors, highlighting the ongoing innovation and investment in both domestic and international markets.