SEC Fundraising Activity ( Nov 25

SEC Fundraising Activity ( Nov 25 – Dec 1, 2024 )

Startups	Crowdfunded	IPOs	Venture Funds
112	19	6	8

All Companies AI automated code review biotechnology blockchain cancer therapeutics construction services digital marketing drug development energy solutions financial technology healthcare technology neurotechnology real estate robotics sustainable energy tobacco alternatives vapor products virtual reality

Startup Funding

The startup funding landscape continues to thrive, with significant investments across various sectors, particularly in technology, healthcare, and real estate. Notable players include JUUL Labs, Inc. in Washington, D.C., which raised over $1.9 billion, and Tasca Therapeutics Corp in Boston, MA, focusing on biotechnology with a more modest $70 million offering. The technology sector remains robust, with companies like Federato Technologies, Inc. in Menlo Park, CA, and Orderful Inc. in San Francisco, CA, attracting substantial investor interest. Additionally, the real estate sector is seeing a surge, particularly in locations like Denver, CO, and New York, NY, with multiple offerings in residential and commercial real estate. Overall, the funding environment is vibrant, reflecting a diverse array of industries and geographic hotspots across the United States.

Top Companies

JUUL Labs, Inc., Washington, D.c., DC
Juul Labs, Inc. is committed to transitioning the world’s billion adult smokers away from combustible cigarettes.
Offering Amount: $1.98B, Sold: $1.98B, Investors: 138

Leavitt Group Enterprises, Inc., Cedar City, UT
Leavitt Group Enterprises is a trusted insurance partner that values relationships, integrity, and creative solutions.
Offering Amount: $240.93M, Sold: $240.93M, Investors: 1

Tasca Therapeutics Corp, Boston, MA
Tasca Therapeutics, Inc. is focused on unlocking post-translational modification of proteins through advanced chemical biology and computational approaches.
Offering Amount: $70.2M, Sold: $24.15M, Investors: 7

Stavatti Aerospace Ltd, Niagara Falls, NY
Stavatti Aerospace Ltd is an American Aerospace and Defense research and development company focused on designing and engineering innovative aerospace solutions for personal, commercial, and defense needs.
Offering Amount: $50M, Sold: $80,000, Investors: 9

Federato Technologies, Inc., Menlo Park, CA
Federato is an organization that offers AI underwriting solutions for the insurance industry.
Offering Amount: $40M, Sold: $35M, Investors: 9

Crowdfunding Offerings

The crowdfunding landscape continues to evolve with a diverse array of companies seeking to raise capital through SEC filings. Notable entries include Misguided Spirits, Inc. offering 12,400 shares at $10 each, and Kansas Whiskey Holding Inc. with 82,666 shares priced at $1.50. Other interesting offerings include Ponfeigh Distillery LLC with a unique share price of $67,471 for just 18 shares, and Solo Entertainment LLC and Capital Good Fund, Inc. both offering shares at $1.00. The variety in share prices and offerings reflects the dynamic nature of the crowdfunding market, catering to different investor appetites and business models.

Top Companies

Misguided Spirits, Inc., Des Plaines, IL
Misguided Spirits is an employee-owned spirits company that unites the Misguided Spirits of the past with the present.
Offering Amount: $124,000

Kansas Whiskey Holding Inc., Palisades, NY
Kansas Whiskey is a distillery based in Kansas that specializes in producing high-quality whiskey.
Offering Amount: $123,999

SHONGHOYA INTL. GROUP, INC., Reno, NV
Deal a Day Group Corp. operates in the internet sales and marketing industry, primarily focusing on marketing coupons to local merchants.
Offering Amount: $107,000

Ponfeigh Distillery LLC, Somerset, PA
Ponfeigh Distillery is dedicated to crafting premium rye whiskey while honoring the rich history of Western Pennsylvania.
Offering Amount: $100,000

Solo Entertainment LLC, Washington, DC
Sost is a vibrant, multi-concept venue in Washington, DC’s Shaw neighborhood, celebrating the rich cultural heritage of the African diaspora.
Offering Amount: $100,000

IPOs

The IPO landscape is witnessing a diverse array of companies preparing to go public, reflecting a mix of industries and investment opportunities. Notable filings include Worthy Wealth Realty, Inc. from Alpharetta, GA, which plans to offer 7.5 million shares at a total offering amount of $75 million. In the biotech sector, Lomond Therapeutics Holdings, Inc. from Dover, DE is also conducting a public stock offering, although specific details are yet to be disclosed. Meanwhile, Range Capital Acquisition Corp. from Cold Spring Harbor, NY aims to raise $100 million through its IPO, targeting a business combination with other firms. The financial sector is represented by the Bitwise Bitcoin & Ethereum ETF in San Francisco, which seeks to provide investors with exposure to cryptocurrency values. Additionally, Inflection Point Acquisition Corp. III from New York is moving forward with a public stock offering, while Scientist Home Future Health Limited from Kwun Tong is offering shares at a nominal price of $0.0001. This varied lineup indicates a robust interest in public markets as companies seek to capitalize on investor appetite.

Top IPOs

Worthy Wealth Realty, Inc., Alpharetta, GA
Worthy Wealth Realty, Inc. is a company focused on bridging the gap between conventional finance and emerging fintech models.
Offering: Tier 2 Offering, Securities Offered 7500000, Offering Amount 75000000.00

Lomond Therapeutics Holdings, Inc., Dover, DE
Venetian-1 Acquisition Corp. is a blank check company formed to seek the acquisition of or merger with an existing company.
Offering: The company is conducting a public stock offering.

Range Capital Acquisition Corp., Cold Spring Harbor, NY
Range Capital Acquisition Corp. is a blank check company incorporated in the Cayman Islands, focused on effecting a merger, share exchange, asset acquisition, share purchase, reorganization, or similar business combination with one or more target businesses.
Offering: Range Capital Acquisition Corp. is conducting an initial public offering to raise funds for a business combination with one or more businesses.

Bitwise Bitcoin & Ethereum ETF, San Francisco, CA
Bitwise Bitcoin & Ethereum ETF is an exchange-traded product that seeks to provide exposure to the value of bitcoin and ether.
Offering: The Bitwise Bitcoin & Ethereum ETF is an exchange-traded product that aims to provide exposure to the value of bitcoin and ether held by the Trust, with shares anticipated to be listed on the NYSE Arca. The Trust will hold bitcoin and ether and establish its net asset value based on specific pricing benchmarks.

Inflection Point Acquisition Corp. III, New York, NY
Inflection Point Acquisition Corp. III is a special purpose acquisition company incorporated in the Cayman Islands.
Offering: Public stock offering with Cantor as the sole book-running manager.

Venture Funds

ClearSky Fund IV LP, West Palm Beach, FL
ClearSky Fund IV LP is a venture capital and growth equity firm based in West Palm Beach, Florida.
Offering Amount: $500M

ClearSky Fund IV International LP, West Palm Beach, FL
ClearSky Fund IV International LP is a venture capital and growth equity firm that focuses on investing in innovative companies within the cybersecurity and energy transition sectors.
Offering Amount: $500M

OKEANOS VINTAGE FUND I, LP, Norfolk, VA
OKEANOS VINTAGE FUND I, LP is a venture capital fund based in Norfolk, VA. The organization focuses on funding venture capital rounds across various stages, sectors, and geographies.
Offering Amount: $10M, Sold: $2.24M, Investors: 35

Pandora Holdings, Cybercity, Ebene, O4, Mauritius
Sold: $7.67M, Investors: 3

TCP AI 2024, LP, Santa Monica, CA
Offering Amount: $7.25M